自主輸出管理

海外拠点のための安全保障貿易管理ガイダンス 2010(英語版)  (書籍整理番号F07-01)

(Guidance of Security Trade Control for overseas subsidiaries and affiliates)

『海外拠点のための安全保障貿易管理ガイダンス2006(英語版)』(書籍整理番号D-10)
発 行 元
財団法人安全保障貿易情報センター
発売日
平成22年3月
販売価格
賛助会員 1,760円 (税抜 1,600円)
一般/大学会員 3,520円 (税抜 3,200円)
 

 

● 主な特色
安全保障貿易管理を適切且つ効果的に進めるためには、日本国内における管理のみならず、海外拠点を対象とした、企業による社内自主管理が重要です。 本書は、ご要望の高かった平成21年3月発行「海外拠点のための安全保障貿易管理ガイダンス」2009の英語版(プレゼンテーション用資料収録CD-ROM付録)であり、現地スタッフに理解、利用いただける実践的なツールとしてご活用いただけます。

* 本書の構成 二部構成、前半部分は現地幹部クラスを対象に、後半は現地幹部を補佐するスタッフ、一般従業員の方を対象とした教育資料となっております。教育資料にはパワーポイントにて作成されたプレゼンテーション用のデータが収録されていますので、ご活用下さい。

* 付録CD-ROMの電子データはパワーポイントで作成されていますので、ご活用いただくためにはパワーポイントが必要となります。

●目次

Guidance:
はじめに
Words from the authors
1. General rules
 1.1 Objectives and scope of ICP (Art.1 and 2)
  1.2 Meanings of the terms used in this book (Art. 3)
2. Basic policies (Art.4)
3. Organization (Art.5-7)
  3.1 Purpose of a Security Trade Control System
  3.2 Types of control systems
  3.3 Security trade control organizations
4. Procedure
  4.1 Classification (Art.8)
  4.1.1 Concept of the classification and its necessity
  4.1.2 Method of the classification
  4.1.3 Management of the classification results
  4.1.4 The classification under Catch-all control
  4.1.5 Example of the procedure to organize classification information in the country where
     the controlled item list is prepared
  4.1.6 Example of the procedure to organize classification information in the country where
     the controlled item list is not prepared
  4.2 End use / End user verification (Art. 9 - 12)
  4.2.1 End use verification (Art. 9)
  4.2.2 End user verification (Art.10)
  4.2.3 Ultimate destination verification (Art. 11)
  4.2.4 Verification of diversion risk etc. (Art.12)
  4.3 Transaction screening (Art. 13)
  4.3.1 Inquiries subject to transaction screening
  4.3.2 Application for transaction screening
  4.3.3 Final decision on transaction screening
  4.3.4 Transaction Screening in countries which have no export control laws and regulations
  4.3.5 Points of attention after completing transaction screening etc.
  4.4 Export license application (Art. 14)
  4.4.1 Application for export license etc.
  4.4.2 Compliance with conditions for export license etc.
5. Shipment control (Art. 15)
  5.1 Shipment control
  5.2 Shipment control on commodities
  5.3 Control of technology release
  5.4 Hand Carry Baggage
  5.5 International courier service
6. Audit (Art. 16)
  6.1 Purpose of audit
  6.2 Department to conduct audit
  6.3 Procedure for audit
  6.4 Method of audit
  6.5 Audit items
  6.6 Audit report
  6.7 Improvement plan
7. Training and education (Art. 17)
  7.1 Implementation Plan
  7.2 Records of training / education
8. Document control (Art. 18)
  8.1 Purpose
  8.2 System establishment
  8.3 Storage method
  8.4 Documents to be stored
9. Guidance to subsidiaries etc. (Art. 19)
  9.1 Basic policy
  9.2 System for guidance
  9.3 Specific guidance matters
10. Reports (Art. 20)
11. Penalty (Art. 21)
12. EAR
  12.1 Necessity for response to reexport control of the U.S. Export Administration Regulations (EAR)
  12.2 Export control in compliance with EAR
  12.3 Penalty for violation EAR (U.S. Export Administration Regulations) ?


ILLUSTRATIVE EXAMPLES OF INTERNAL CONTROL PROGRAM:

  1. INTERNAL CONTROL PROGRAM (FOR SALES ORIENTED COMPANY)
  2. INTERNAL CONTROL PROGRAM (FOR MANUFACTURE ORIENTED COMPANY)

Model of training materials(教育資料モデル):The attached compact disc includes the following contents No. 1.~8. +Attached material 1.~3.
1. Objectives of security trade control(輸出管理の目的と必要性)
2. Frame of security trade control(輸出管理の変遷・国際レジーム)
3. Countries control system(各国の法規制)
3. 1Japan control system(日本の法規制)
3. 2USA control system(米国の法規制)
4. Various pattern of export & release(輸出及び役務提供形態)
5. Company policy(方針(自主管理))
6. Management procedure(自主管理手続)
7. The assumed illegal export cases and the countermeasure at overseas subsidiaries
(海外子会社で想定できる輸出事故例と対応策一覧)
8.Illegal export cases(海外子会社で想定できる輸出事故例と対応策)
(Attached materials)
Attached material 1; Export Control Violation Exposure
Attached material 2; Dual use in Chemicals
Attached material 3; Export control system in Asian countries(安全保障輸出管理に関するアジア主要国の法制度)
Attached material 4; EU Export Control Laws - Overview

INTERNAL APPLICATION FORM:The attached compact disc includes the following contents
Form-A ?Classification Sheet(items for transaction)
Form-A1 Classification Sheet(externally procured items)
Form-A2 Classification Sheet(designed and/or manufactured items)
Form-B End-Use Check List
Form-C End-User Check List
Form-D Red Flag Indicators Check List
Form-E Transaction Screening Sheet
Form-F1 Trade Compliance Statement
Form-F2 Letter of Assurance
Form-F3 Export Control Policy Statement
Form-G Supply record of Technology Transfer